Questionnaire

For our first meeting together there are two objectives:

  1. I need to learn about you – in order to determine how I might best serve you. I want to know about your goals, your values, your concerns, your financial circumstances, and what you want out of an advisory relationship.
  2. You need to learn about me – so you can decide if I am the right financial advisor for you. I want to make sure that you understand what I do, how I work, and what the benefits to you would be of choosing me as your financial advisor. I will try to answer any questions you have about working with me, the costs involved, and what your experience would be like in working with me.

Since this initial visit will be used by both of us to learn about the other and no substantial financial advice will be offered, there will be no charge for this first meeting. To facilitate our conversation and make our time together as productive as possible, please take a few moments to provide me with the following information:

 

CLIENT 1

Step 1 of 6

Employment Information
Income (Monthly Gross)
CLIENT 2 (Spouse / Partner)

Step 2 of 6

Employment Information
Income (Monthly Gross)
FINANCIAL INFORMATION / STATUS
For Assets and Liabilities approximates are fine, we will get details later.

ASSETS

Step 3 of 6

Client 1 / Joint
Client 2 (optional)
RETIREMENT PLANS

Step 4 of 6

Client 1

(401-K 403-B 457 etc.)

Client 2 (optional)

(401-K 403-B 457 etc.)

LIABILITIES

Step 5 of 6

COMMENTS

Step 6 of 6

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